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Bazhanov and the Damnation of Stalin
Boris Bazhanov
Ohio University Press, 1990
On January 1, 1928, Bazhanov escaped from the Soviet Union and became for many years the most important member of a new breed—the Soviet defector. At the age of 28, he had become an invaluable aid to Stalin and the Politburo, and had he stayed in Stalin’s service, Bazhanov might well have enjoyed the same meteoric careers as the man who replaced him when he left, Georgy Malenkov. However, Bazhanov came to despise the unethical and brutal regime he served. One he decided to become anti–communist, he sought to bring down the regime. Planning his departure carefully, he brought with him documentation which revealed some of the innermost secrets of the Kremlin. Despite being pursued by the OGPU (an earlier incarnation of the KGB), he arrived eventually in Paris, and Bazhanov set to work writing his message to the West. While Bazhanov did successfully escape to the West, Stalin had Bazhanov watched and several attempts were made to assassinate him. Bazhanov may have been fearful for his life much of the time, but he was a man of courage and conviction, and he damned Stalin as often and as publicly as he could. In this riveting and illuminating book, Bazhanov provides an eyewitness account of the inner workings and personalities of the Soviet Central Committee and the Politburo in the 1920s. Bazhanov clearly details how Stalin invaded the communications of his opponents, rigged votes, built up his own constituency, and maneuvered to achieve his coup d’etat despite formidable odds. he also provides a better understanding of the curiously vapid way in which he other revolutionary leaders, most notably Trotsky, failed to appreciate the threat and let Stalin override them. He reveals how those Soviets with a sense of fairness, justice, and ethics were extinguished by Stalin and his minions, and how the self–centered, protective bureaucratic machine was first built. Bazhanov’s view, at the right hand of Stalin, is unique and chilling. Bazhanov’s post–defection prediction of Stalin’s continuing and fatal danger to Trotsky shows how well Bazhanov understood the dictator. His formation, in 1940, of an armed force recruited from Soviet Army prisoners to help Mannerheim defend Finland from Stalin’s forces and his 1941 decision to decline the position of Hitler’s Gauleiter of German–occupied Russia are fascinating. But perhaps the most interesting facet to Bazhanov’s tale is the fact that almost no Soviets—even today—know the real story of the Communist party’s criminal acquiescence in Stalin’s rise to, and abuse of, power.
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Captives of Revolution
The Socialist Revolutionaries and the Bolshevik Dictatorship, 1918–1923
Scott B. Smith
University of Pittsburgh Press, 2011

The Socialist Revolutionaries (SRs) were the largest political party in Russia in the crucial revolutionary year of 1917.  Heirs to the legacy of the People’s Will movement, the SRs were unabashed proponents of peasant rebellion and revolutionary terror, emphasizing the socialist transformation of the countryside and a democratic system of government as their political goals. They offered a compelling, but still socialist, alternative to the Bolsheviks, yet by the early 1920s their party was shattered and its members were branded as enemies of the revolution.  In 1922, the SR leaders became the first fellow socialists to be condemned by the Bolsheviks as “counter-revolutionaries” in the prototypical Soviet show trial.
      In Captives of the Revolution, Scott B. Smith presents both a convincing account of the defeat of the SRs and a deeper analysis of the significance of the political dynamics of the Civil War for subsequent Soviet history.  Once the SRs decided to openly fight the Bolsheviks in 1918, they faced a series of nearly impossible political dilemmas.  At the same time, the Bolsheviks fatally undermined the revolutionary credentials of the SRs by successfully appropriating the rhetoric of class struggle, painting a simplistic picture of Reds versus Whites in the Civil War, a rhetorical dominance that they converted into victory over the SRs and any left-wing alternative to Bolshevik dictatorship.  In this narrative, the SRs became a bona fide threat to national security and enemies of the people—a characterization that proved so successful that it became an archetype to be used repeatedly by the Soviet leadership against any political opponents, even those from within the Bolshevik party itself.  
      In this groundbreaking study, Smith reveals a more complex and nuanced picture of the postrevolutionary struggle for power in Russia than we have ever seen before and demonstrates that the Civil War—and in particular the struggle with the SRs—was the formative experience of the Bolshevik party and the Soviet state.
 

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The Formation of the Soviet Union
Communism and Nationalism, 1917–1923, Revised Edition
Richard Pipes
Harvard University Press, 1997

Here is the history of the disintegration of the Russian Empire, and the emergence, on its ruins, of a multinational Communist state. In this revealing account, Richard Pipes tells how the Communists exploited the new nationalism of the peoples of the Ukraine, Belorussia, the Caucasus, Central Asia, and the Volga-Ural area--first to seize power and then to expand into the borderlands.

The Formation of the Soviet Union acquires special relevance in the post-Soviet era, when the ethnic groups described in the book once again reclaimed their independence, this time apparently for good.

In a 1996 Preface to the Revised Edition, Pipes suggests how material recently released from the Russian archives might supplement his account.

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From Darkness To Light
Class, Consciousness, & Salvation In Revolutionary
Igal Halfin
University of Pittsburgh Press, 2000
In this interdisciplinary and controversial work, Igal Halfin takes an original and provocative stance on Marxist theory, and attempts to break down the divisions between history, philosophy, and literary theory.
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Lenin
A Biography
Robert Service
Harvard University Press, 2000

Lenin’s politics continue to reverberate around the world even after the end of the USSR. His name elicits revulsion and reverence, yet Lenin the man remains largely a mystery. This biography shows us Lenin as we have never seen him, in his full complexity as revolutionary, political leader, thinker, and private person.

Born Vladimir Ilyich Ulyanov in 1870, the son of a schools inspector and a doctor’s daughter, Lenin was to become the greatest single force in the Soviet revolution—and perhaps the most influential politician of the twentieth century. Drawing on sources only recently discovered, Robert Service explores the social, cultural, and political catalysts for Lenin’s explosion into global prominence. His book gives us the vast panorama of Russia in that awesome vortex of change from tsarism’s collapse to the establishment of the communist one-party state. Through the prism of Lenin’s career, Service focuses on dictatorship, the Marxist revolutionary dream, civil war, and interwar European politics. And we are shown how Lenin, despite the hardships he inflicted, was widely mourned upon his death in 1924.

Service’s Lenin is a political colossus but also a believable human being. This biography stresses the importance of his supportive family and of its ethnic and cultural background. The author examines his education, upbringing, and the troubles of his early life to explain the emergence of a rebel whose devotion to destruction proved greater than his love for the “proletariat” he supposedly served. We see how his intellectual preoccupations and inner rage underwent volatile interaction and propelled his career from young Marxist activist to founder of the communist party and the Soviet state—and how he bequeathed to Russia a legacy of political oppression and social intimidation that has yet to be expunged.

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Lenin's Last Struggle
Moshe Lewin
University of Michigan Press, 2005

One of the great political strategists of his era, V. I. Lenin continues to attract historical interest, yet his complex personality eludes full understanding. This new edition of Moshe Lewin's classic political biography, including an afterword by the author, suggests new approaches for studying the Marxist visionary and founder of the Soviet state. Lenin's Last Struggle offers invaluable insights into the rise of the Bolshevik party and the Soviet Union, a saga complicated by complex strategic battles among the leaders of Lenin's generation: leaders whose names are universally known, but whose personalities and motivations are even now not sufficiently understood.

Moshe Lewin was a collective farm worker in the USSR and a soldier in the Soviet army. He later became director of studies at the Ecole Pratique des Hautes Etudes in Paris, a fellow of the Kennan Institute, a senior fellow of Columbia University's Russian Institute, and is now emeritus professor of history at The University of Pennsylvania.

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Leon Trotsky
Writings in Exile
Leon Trotsky
Pluto Press, 2012

Leon Trotsky was a key political figure of the twentieth century – a leader of the Russian Revolution, founder of the Red Army, author of books on literature, history, morality and politics.

Leon Trotsky: Writings in Exile contains some of his most insightful and penetrating works. Exiled and isolated by Stalin, Trotsky used the only weapon he had left – words. In these writings he defends the 1917 revolution, warns prophetically of fascism and analyses anti-colonial movements in the global south.

This collection gives a sense of the real Trotsky – passionate, humanist, Marxist. It will introduce the writings of one of history's great revolutionaries to a new generation.

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Memoirs of a Revolutionary
Victor Serge
University of Iowa Press, 2002

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Red Star Over the Third World
Vijay Prashad
Pluto Press, 2019
“An original and much needed analysis of an important but neglected aspect of the legacy of the Russian Revolution…. Essential reading.”—Mary Davis, Marx Memorial Library
 
From Cuba to Vietnam, China to South Africa, the October Revolution of 1917 inspired millions of people beyond the territory of Russia. It proved that the masses could not only overthrow autocratic governments, but that they could also form an opposing government in their own image.
 
The new idea that the working class and the peasantry could be allied, combined with the clear strength and necessity of a vanguard party, guided multiple revolutions across the globe.  Here is much-needed antidote to all the glum histories written on the demise of the Soviet Union. Vijay Prashad throws a spotlight on the way the Russian Revolution was seen and received in the countries colonized by European empires. With Russia as an inspiration and providing support, suddenly workers and peasants, those left out of capitalist prosperity, organized and attempted to create for themselves real socialist revolution. Prashad’s chapters include:
 
*Eastern Graves
*Red October
*Follow the Path of the Russians
*The Lungs of Russia
*Soviet Asia
*Enemy of Imperialism
*Eastern Marxism
*Colonial Fascism
*Polycentric Communism
*Memories of Communism
 
The author writes in this Preface, “It has been a quarter-century since the demise of the USSR. And yet, the marks of the October Revolution remain—not just in the territories of the USSR but more so in what used to be known as the Third World. From Cuba to Vietnam, from China to South Africa, the October Revolution remains as an inspiration. After all, that Revolution proved that the working class and the peasantry could not only overthrow an autocratic government but it could form its own government.”
 
This book explains the power of the October Revolution in the Global South. From Ho Chí Minh to Fidel Castro, reflections on polycentric communism, and collective memories of communism, it shows how, for a brief moment, another world was possible.   
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The Serge Trotsky Papers
Correspondence and Other Writings Between Victor Serge and Leon Trotsky
David Cotterill
Pluto Press, 1994

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Sexual Revolution in Bolshevik Russia
Gregory Carleton
University of Pittsburgh Press, 2004

Gregory Carleton offers a comprehensive literary and cultural history of sex and society in the Soviet Union during the 1920s. The Bolshevik Revolution promised a total transformation of Russian society, down to its most intimate details. But in the years immediately following 1917, it was by no means clear how this would come about. Sex and sexuality became a crucial battleground for debates about the Soviet future, and literature emerged as a primary domain through which sex could be imagined and discussed.

Despite optimistic claims that bolshevism would overcome bourgeois depravity, the writings of the 1920s in all genres were awash in sexual adventure, promiscuity, various chauvinisms, date and gang rape, unwanted pregnancy, and sexually transmitted diseases, as well as sex-related alcohol abuse, depression, and suicide. In discussions about sex, party officials contradicted themselves, sociologists grappled with difficult social problems, and writers experimented in fictional form with modern identities and relationships.

Drawing on an uncommonly varied body of sources, including novels, journals, diaries, sociological research, public health brochures, surveys, and party documents-many examined here for the first time in English-Carleton reveals the dramatic, bizarre, and intriguing ways the sexual revolution was discussed and represented. Amidst this chaos, he discerns a historical process of codification and reaction, leading ultimately to the quelling of debate in the 1930s through the harsh dictates of Stalinism.

Sexual Revolution in Bolshevik Russia challenges Western writers who portray revolutionary Russia as either prudish or hedonistic by reconstructing a fuller picture of what circulated in Bolshevik culture and why. Carleton brings a complex human dimension to the subject, demonstrating that this controversy should not be viewed as a sideshow curiosity, but rather as a central aspect of the dramatic debates on early Soviet literature and culture.

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The Soviet Gulag
Evidence, Interpretation, and Comparison
Michael David-Fox
University of Pittsburgh Press, 2016
Before the collapse of the Soviet Union and the subsequent archival revolution, Aleksandr Solzhenitsyn’s famous “literary investigation” The Gulag Archipelago was the most authoritative overview of the Stalinist system of camps. But modern research is developing a much more thorough and nuanced understanding of the Gulag.  There is a greater awareness of the wide variety of camps, many not isolated in far-off Siberia; prisoners often intermingled with local populations. The forced labor system was not completely distinct from the “free” labor of ordinary Soviet citizens, as convicts and non-prisoners often worked side-by-side. Nor was the Gulag unique when viewed in a global historical context.

Still, the scale and scope of the Soviet Gulag was unprecedented. Intrinsic to Stalinist modernization, the Gulag was tasked with the construction of massive public works, scientific and engineering projects, and such mundane work as road repairs. Along with the collectivization of agriculture, the Soviet economy (including its military exertions in World War II) was in large part dependent on compulsory labor. The camp system took on an outsized economic significance, and the vast numbers of people taken in by zealous secret police were meant to fulfill material, not just political, goals. While the Soviet system lacked the explicitly dedicated extermination camps of its Nazi counterpart, it did systematically extract work from inmates to the verge of death then cynically “released” them to reduce officially reported mortality rates.

In an original turn, the book offers a detailed consideration of the Gulag in the context of the similar camps and systems of internment. Chapters are devoted to the juxtaposition of nineteenth-century British concentration camps in Africa and India, the Tsarist-era system of exile in Siberia, Chinese and North Korean reeducation camps, the post-Soviet penal system in the Russian Federation, and of course the infamous camp system of Nazi Germany. This not only reveals the close relatives, antecedents, and descendants of the Soviet Gulag—it shines a light on a frighteningly widespread feature of late modernity.

Overall, The Soviet Gulag offers fascinating new interpretations of the interrelationship and importance of the Gulag to the larger Soviet political and economic system, and how they were in fact parts of the same entity.
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Terror in My Soul
Communist Autobiographies on Trial
Igal Halfin
Harvard University Press, 2003

In this innovative and revelatory work, Igal Halfin exposes the inner struggles of Soviet Communists to identify themselves with the Bolshevik Party during the decisive decades of the 1920s and 1930s. The Bolsheviks preached the moral transformation of Russians into model Communists for their political and personal salvation. To screen the population for moral and political deviance, the Bolsheviks enlisted natural scientists, doctors, psychologists, sexologists, writers, and Party prophets to establish criteria for judging people. Self-inspection became a central Bolshevik practice. Communists were expected to write autobiographies in which they reconfigured their life experience in line with the demands of the Party.

Halfin traces the intellectual contortions of this project. Initially, the Party denounced deviant Communists, especially the Trotskyists, as degenerate, but innocuous, souls; but in a chilling turn in the mid-1930s, the Party came to demonize the unreformed as virulent, malicious counterrevolutionaries. The insistence that the good society could not triumph unless every wicked individual was destroyed led to the increasing condemnation of Party members as helplessly flawed.

Combining the analysis of autobiography with the study of Communist psychology and sociology and the politics of Bolshevik self-fashioning, Halfin gives us powerful new insight into the preconditions of the bloodbath that was the Great Purge.

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Trotsky
A Biography
Robert Service
Harvard University Press, 2009

Robert Service completes his masterful trilogy on the founding figures of the Soviet Union in an eagerly anticipated, authoritative biography of Leon Trotsky.

Trotsky is perhaps the most intriguing and, given his prominence, the most understudied of the Soviet revolutionaries. Using new archival sources including family letters, party and military correspondence, confidential speeches, and medical records, Service offers new insights into Trotsky. He discusses Trotsky’s fractious relations with the leaders he was trying to bring into a unified party before 1914; his attempt to disguise his political closeness to Stalin; and his role in the early 1920s as the progenitor of political and cultural Stalinism. Trotsky evinced a surprisingly glacial and schematic approach to making revolution. Service recounts Trotsky’s role in the botched German revolution of 1923; his willingness to subject Europe to a Red Army invasion in the 1920s; and his assumption that peasants could easily be pushed onto collective farms. Service also sheds light on Trotsky’s character and personality: his difficulties with his Jewish background, the development of his oratorical skills and his preference for writing over politicking, his inept handling of political factions and coldness toward associates, and his aversion to assuming personal power.

Although Trotsky’s followers clung to the stubborn view of him as a pure revolutionary and a powerful intellect unjustly hounded into exile by Stalin, the reality is very different. This illuminating portrait of the man and his legacy sets the record straight.

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Worker Resistance under Stalin
Class and Revolution on the Shop Floor
Jeffrey J. Rossman
Harvard University Press, 2005

Challenging the claim that workers supported Stalin's revolution "from above" as well as the assumption that working-class opposition to a workers' state was impossible, Jeffrey Rossman shows how a crucial segment of the Soviet population opposed the authorities during the critical industrializing period of the First Five-Year Plan.

Marshaling an impressive range of archival evidence, Rossman recounts in vivid detail myriad individual and collective acts of protest, including mass demonstrations, food riots, strikes, slowdowns, violent attacks against officials, and subversive letters to the authorities. Male and female workers in one of Russia's oldest, largest, and "reddest" manufacturing centers--the textile plants of the Ivanovo Industrial Region--actively resisted Stalinist policies that consigned them to poverty, illness, and hunger.

In April 1932, 20,000 mill workers across the region participated in a wave of strikes. Seeing the event as a rebuke to his leadership, Stalin dispatched Lazar Kaganovich to quash the rebellion, resulting in bloodshed and repression. Moscow was forced to respond to the crisis on the nation's shop floors with a series of important reforms.

Rossman uncovers a new dimension to the relationship between the Soviet leadership and working class and makes an important contribution to the debate about the nature of resistance to the Stalinist regime.

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World Revolution, 1917–1936
The Rise and Fall of the Communist International
C. L. R. James
Duke University Press, 2017
Originally published in 1937, C. L. R. James's World Revolution is a pioneering Marxist analysis of the history of revolutions during the interwar period and of the fundamental conflict between Trotsky and Stalin. James, who was a leading Trotskyist activist in Britain, outlines Russia's transition from Communist revolution to a Stalinist totalitarian state bureaucracy. He also provides an account of the ideological contestations within the Communist International while examining its influence on the development of the Soviet Union and its changing role in revolutions in Spain, China, Germany, and Central Europe. Published to commemorate the centenary of the Russian Revolution, this definitive edition of World Revolution features a new introduction by Christian Høgsbjerg and includes rare archival material, selected contemporary reviews, and extracts from James's 1939 interview with Trotsky.
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